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May 21, 2014

SEC’s Gallagher: Force RIAs to Hire Outside Auditors

by The 401k Study Group ®

See on Scoop.itThe 401k Study Group ®

Worried that the SEC might miss the next Ponzi scheme because of its limited resources, Commissioner Daniel Gallagher suggested that RIAs be forced to

See on www.napa-net.org

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